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Table 3 Non-pharmacological sleep interventions in clinical trials for Alzheimer’s disease

From: Proteostasis failure exacerbates neuronal circuit dysfunction and sleep impairments in Alzheimer’s disease

Intervention

Relevance to proteostasis

# of AD trials (# ongoing)

clinicaltrials.gov identifier – Note if results available

Auditory and Light Stimulation/Therapy (inc. GENUS device, Neuro RX Gamma, acoustic stimulation; see Fig. 4)

Entrainment of gamma oscillations (40 Hz visual + auditory stimulation) has been linked to reducing Aβ and tau in AD models [342, 343]; reviewed in [344]. Optogenetic stimulation of parvalbumin inhibitory interneurons leads to a ~ 50% reduction of Aβ in 5xFAD mice, with increased microglial response and uptake [342]. Although a direct linkage to mechanisms of proteostasis is not described, a linkage between neuronal circuitry, in particular GABAergic inhibition, and clearance of Aβ and tau is indicated

21 (11)

Results available—NCT00946530; NCT03160027; NCT03357328a

NCT03484143; NCT04055376b; NCT00065689; NCT04073628b; NCT02502045; NCT03328195; NCT03672474; NCT03777722b; NCT03933696b; NCT04574921; NCT02686190; NCT04277104b; NCT05519137b; NCT05016219b; NCT05655195b; NCT05260177b; NCT05596994b; bNCT05015478b

Behavioral (inc. CBT-I, sleep education; see Fig. 4)

Therapy has no direct interaction with proteostasis; however, improvements of proteostasis via behavioral changes would strengthen the sleep-proteostasis linkage. Difficult to model pre-clinically

21 (13)

Results available—NCT04533815; NCT00013182; NCT00183378

No results—NCT03455569; NCT04100057b; NCT03954210b; NCT04779866b; NCT03840083a,b; NCT00393627a; bNCT03256539b; NCT01920672; NCT05309577b; NCT05452031b; NCT05565833b; NCT05102565b; NCT05138848b; NCT05555381a,b; NCT05015803b; NCT05246332; NCT05050812a,b; NCT05350410

Brain Stimulation (inc. rTMS, tDCS, DREEM headband)

Broadly, neuronal stimulation can mitigate electrophysiological dysfunction and excitatory-inhibitory imbalance that occurs in AD [345]. On top of promoting cognition and sleep, depending on the targeted brain regions/networks, balancing circuits in AD may reduce neuronal activity-mediated Aβ and tau spread

10 (5)

Results available—NCT01894620

No results—NCT04122001b; NCT04570761; NCT03270137; NCT04855630b; NCT03670615; NCT05544201b; NCT05102045; NCT05200897b; NCT05715866

CPAP (and related devices; 6); upper airway sleep surgery (1); HBOT (1)

Therapy has no direct interaction with proteostasis; improved sleep quality theoretically would improve proteostasis mechanisms in AD patients

8 (4)

Results available—aNCT01482351; NCT01962779

No results—NCT04905238b; NCT03929302; NCT02474251; NCT05094271b; a,bNCT05433883 (surgery); NCT05349318b (HBOT)

Music Therapy (see Fig. 4)

Therapy has no direct interaction with proteostasis; improved sleep quality theoretically would improve proteostasis mechanisms in AD patients

4 (1)

Results available—NCT04157244

No results—NCT04809545a; NCT04327778; NCT05309369b

  1. Studies indicated as “Results available” have results posted on clinicaltrials.gov, or a publication indexed in clinicaltrials.gov by NCT identifier
  2. See clinicaltrials.gov pages for detailed study details and results
  3. AD Alzheimer’s disease, CBT-I Cognitive Behavioral Therapy for Insomnia, CPAP Continuous positive airway pressure, HBOT Hyperbaric oxygen therapy, rTMS Repetitive transcranial magnetic stimulation, tDCS Transcranial direct current stimulation
  4. aRefers to non-AD studies that were included in the search and considered relevant (MCI, aging, or broad/other dementia)
  5. bRefers to ongoing studies with clinicaltrials.gov status “Not yet recruiting”, “Recruiting”, “Enrolling by invitation”, or “Active, not recruiting”