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ABI3 and PLCG2 missense variants as risk factors for neurodegenerative diseases in Caucasians and African Americans



Rare coding variants ABI3_rs616338-T and PLCG2_rs72824905-G were identified as risk or protective factors, respectively, for Alzheimer’s disease (AD).


We tested the association of these variants with five neurodegenerative diseases in Caucasian case-control cohorts: 2742 AD, 231 progressive supranuclear palsy (PSP), 838 Parkinson’s disease (PD), 306 dementia with Lewy bodies (DLB) and 150 multiple system atrophy (MSA) vs. 3351 controls; and in an African-American AD case-control cohort (181 AD, 331 controls). 1479 AD and 1491 controls were non-overlapping with a prior report.


Using Fisher’s exact test, there was significant association of both ABI3_rs616338-T (OR = 1.41, p = 0.044) and PLCG2_rs72824905-G (OR = 0.56, p = 0.008) with AD. These OR estimates were maintained in the non-overlapping replication AD-control analysis, albeit at reduced significance (ABI3_rs616338-T OR = 1.44, p = 0.12; PLCG2_rs72824905-G OR = 0.66, p = 0.19). None of the other cohorts showed significant associations that were concordant with those for AD, although the DLB cohort had suggestive findings (Fisher’s test: ABI3_rs616338-T OR = 1.79, p = 0.097; PLCG2_rs72824905-G OR = 0.32, p = 0.124). PLCG2_rs72824905-G showed suggestive association with pathologically-confirmed MSA (OR = 2.39, p = 0.050) and PSP (OR = 1.97, p = 0.061), although in the opposite direction of that for AD. We assessed RNA sequencing data from 238 temporal cortex (TCX) and 224 cerebellum (CER) samples from AD, PSP and control patients and identified co-expression networks, enriched in microglial genes and immune response GO terms, and which harbor PLCG2 and/or ABI3. These networks had higher expression in AD, but not in PSP TCX, compared to controls. This expression association did not survive adjustment for brain cell type population changes.


We validated the associations previously reported with ABI3_rs616338-T and PLCG2_rs72824905-G in a Caucasian AD case-control cohort, and observed a similar direction of effect in DLB. Conversely, PLCG2_rs72824905-G showed suggestive associations with PSP and MSA in the opposite direction. We identified microglial gene-enriched co-expression networks with significantly higher levels in AD TCX, but not in PSP, a primary tauopathy. This co-expression network association appears to be driven by microglial cell population changes in a brain region affected by AD pathology. Although these findings require replication in larger cohorts, they suggest distinct effects of the microglial genes, ABI3 and PLCG2 in neurodegenerative diseases that harbor significant vs. low/no amyloid ß pathology.


Rare nonsynonymous variants in ABI3 (p.Ser209Phe; rs616338-T) and PLCG2 (p.Pro522Arg; rs72824905-G) have recently been implicated in conferring risk and protection, respectively, for Alzheimer’s disease (AD) [1]. Identified using a whole-exome microarray and genotype imputation in the largest AD case-control series to date, these variants are part of a growing number of rare variants now implicated in AD [1]. However, the association of rs616338-T and rs72824905-G has not yet been replicated in an independent cohort and their mechanisms of pathogenesis remain unknown.

ABI3 encodes the Abelson (Abl) interactor (Abi) family protein 3 (a.k.a. NESH), which is involved in actin cytoskeleton organization and functionally distinct from ABI1 or ABI2 [2]. ABI3 interacts with WASp-family verprolin homologous protein 2 (WAVE2), as part of the WAVE regulatory complex (WRC), a heterocomplex, which also includes NCK-associated proteins (NAP), Specifically Rac-associated 1 (SRA1), and Hematopoietic stem progenitor cell 300 (HSPC300) [3]. WRC activates the actin nucleator actin-related protein-2/3 (Arp2/3) to induce actin polymerization, which is necessary for cell motility in many functions including immune responses [3]. These findings and the identification of ABI3 expressing microglia clusters exclusively in AD brains and around amyloid beta (Aβ) plaques [4] may suggest a role for ABI3 in microglia motility.

PLCG2 encodes phosphoinositide-specific phospholipase C family protein PLCɣ2, which, upon extracellular ligand stimulation of receptor tyrosine kinase, is activated by recruitment to the cell membrane and phosphorylation [5, 6]. Consequently, PLCɣ2 hydrolyzes phosphatidylinositol 4,5-bisphosphate (PIP2) to inositol 1,4,5-trisphosphate (IP2) and diacylglycerol (DAG), which increases calcium (Ca2+) influx and extracellular signal-regulated kinase (ERK) phosphorylation, thereby inducing cellular activation in settings including inflammation and innate immunity [5, 6]. The murine Plcγ2Ali5 gain-of-function point mutation in the catalytic domain of this protein near its auto-inhibitory domain leads to enhanced Ca2+ influx in B-cells and expansion of innate inflammatory cells, resulting in autoimmunity and inflammation in this model [7]. Autosomal dominant PLCG2 in-frame deletion [8] or missense [p.Ser707Tyr] mutations [9] in the autoinhibitory domain, result in constitutively active or hyperactive phospholipase function, respectively, and lead to diseases characterized by autoimmunity and immunodeficiency, known as PLAID (PLCɣ2-associated antibody deficiency) [8] or APLAID (autoinflammation and PLAID) [9].

Given the above and the potential roles of ABI3 and PLCG2 in various arms of the immune system, it is likely that the rare missense AD-associated variants within these genes confer their effects through alterations in neuroimmunity, including neuroinflammation, a vital aspect of AD pathophysiology [1, 10]. It is well established that innate and/or adaptive immune changes are observed as features of multiple neurodegenerative diseases as well as in the aging brain [11]. It is therefore possible the ABI3 and PLCG2 variants may also influence risk of other neurodegenerative diseases including primary tauopathies and synucleinopathies [11,12,13]. Identification of association with disease status in other neurodegenerative diseases may aid in understanding the mechanism by which ABI3 and PLCG2 contribute to disease pathophysiology. Therefore, in this study, we sought to replicate the association with AD previously observed with ABI3 rs616338-T and PLCG2 rs72824905-G in Caucasians, test if this association is also observed in African-Americans, and determine if these variants associate with risk of other neurodegenerative diseases, namely Parkinson’s disease (PD), dementia with Lewy bodies (DLB), progressive supranuclear palsy (PSP) and multiple system atrophy (MSA).



A total of 8126 patients were genotyped, of which 7614 were Caucasian (2743 AD, 231 PSP, 855 PD, 306 DLB, 128 MSA, 3351 controls, Table 1) and 512 African American (331 AD, 181 controls). The AD Replication cohort (1480 AD, 1491 controls) is a subset of the AD and control participants in this study that does not overlap with the Mayo Clinic participants included in the Sims et al. [1] publication. All participants were recruited at Mayo Clinic Jacksonville, FL or Mayo Clinic Rochester, MN. Control participants were either cognitively normal at last clinical evaluation or were autopsy controls who had a Braak score of 2.5 or below and without a neuropathological diagnosis of neurodegenerative disease. Of the AD cases 1099 were autopsy confirmed, with a Braak score of 4 or greater, and the remainder had a clinical diagnosis of probable or possible AD [14] by a Mayo Clinic neurologist. All PSP [15] and MSA patients [16] were autopsy confirmed. PD [17] and DLB [18] patients were predominantly clinically diagnosed and of these 77 PD and 67 DLB, patients were pathologically confirmed. Age is defined as age of death for autopsy cases and controls, age at first dementia diagnosis/age at onset for clinically diagnosed cases, and age at last clinical evaluation for cognitively normal controls. The RNA sequencing cohort [19] comprised 86 AD cases, 84 PSP cases and 80 controls, all autopsy confirmed and included in the AD and PSP cohorts.

Table 1 Cohort Description


DNA was extracted from blood using AutoGenFlexStar (AutoGen) and FlexiGene Chemistry (Qiagen) or brain using AutoGen 245 T using standard protocols. Genotyping was performed using TaqMan assays (rs616338, C___2270073_20; rs72824905, C__97909430_10; rs429358, C___3084793_20; rs7412, C____904973_10) following manufacturers protocol, using a QuantStudio 7 Flex Detection System with a 384-Well Block Module (Applied Biosystems, Foster City, CA).


All minor allele carriers (ABI3_rs616338-T, PLCG2_rs72824905-G) were validated and confirmed using Sanger Sequencing. PCR primers with the following sequences were used to amplify and sequence the genomic region flanking the mutations: ABI3 5’-CTTCCTGCTCGCACCCGAC-3′, 5’-CTAATGCAGCATCCCCAACT-3′, PLCG2 5’-CCATAAATGAGGGCTCTCAG-3′, 5’-CATACCCACCTCACCCTTGT-3′. PCR products were purified using the Agencourt AMPure protocol (Beckman Coulter, CA) and sequenced using a Big Dye Terminator v3.1 Cycle Sequencing Kit (Applied Biosystems). Sequencing reactions were purified using Agencourt CleanSEQ (Beckman Coulter, CA) and run on an ABI33730xl Genetic Analyzer (Applied Biosystems). Sequences were analyzed using Sequencher 4.8 (Gene Codes Corporation, MI).

Statistical analysis

The tests for association of ABI3_rs616338-T and PLCG2_rs72824905-G, with disease status, were implemented in PLINK [20] using logistic regression (LR) and Fisher’s exact test. An additive model for number of minor alleles with age, sex and APOE ε4 dose as covariates was used throughout, with series as an additional covariate for the AD association test in the Caucasian cohort. Subjects with incomplete age, sex and APOE genotype information were excluded. Each neurodegenerative disease cohort was tested separately for association with disease status using the same controls, with the exception of the African American AD cases who were compared to African American controls, and the AD Replication cohort which excluded the Mayo Clinic controls included in the Sims et al. [1] publication. Given that this study is pursuing replication of a previously reported association with AD, statistical significance was ascribed to P values < 0.05.

RNA sequencing and analysis

RNA sequencing was performed on temporal cortex and cerebellum from 278 samples for which we already made all data available on the AMP-AD Knowledge Portal (synapse ID: syn5049298; syn3163039) [19]. Libraries were prepared using the TruSeq RNA Sample Prep Kit (Illumina, CA) according to manufacturer’s instructions and sequenced on an Illumina HiSeq 2000 at the Mayo Clinic Medical Genome Facility Gene Expression Core. Paired-end 100-bp raw reads were processed through MAP-Rseq bioinformatics pipeline [21] and were aligned to human genome build GRCh37 using TopHat aligner v2.0 [22]. Reads mapped to genes and exons were counted using featureCounts subroutine in Subread toolkit v1.4 [23], RSeQC v2.3.2 [24] and FastQC v0.10 ( were applied to calculate quantity control (QC) measurements. A custom QC pipeline was applied to identify failed QC samples, which checked base-calling Phred score, number and percentage of reads mapped to genes, RNA degradation level, the consistency between estimated sex based on chromosome Y gene expression and recorded sex information, and sample distribution on the first two principle components. Samples which failed QC were excluded. Following QC, 86 AD, 84 PSP and 80 control samples with brain gene expression data were retained for analyses. Each of the remaining samples had a minimum of 64 million reads mapped to genes.

Differential gene expression

Read counts of genes were normalized using R cqn package [25] which adjusted for library size, gene length and gene GC contents. For each gene, multiple linear regression was performed in which normalized gene expression was the dependent variable, diagnosis (AD vs. control; or PSP vs. control) is the independent variable of primary interest and sex, flowcell, age at death, RNA integrity number (RIN), and center from which the samples were obtained were the covariates (simple model). Additionally multiple linear regression was also run using the comprehensive model, which also included the expression values of five central nervous system (CNS) cell type markers as covariates in order to account for cell population variation in bulk brain tissue (neuron ENO2; endothelia CD34; microglia CD68; oligodendrocytes OLIG2; astrocytes GFAP), as previously established [26].

Weighted gene co-expression network analysis (WGCNA)

To identify networks of genes co-expressed in the brain and their association with AD or PSP diagnosis, we applied WGCNA to our brain expression data as we previously reported [26]. Gene expression residuals were obtained from multiple linear regression using the simple model where gene expression was a dependent variable and sex, batch, age at death, RIN and center from which the samples were obtained were independent variables. Similarly, residuals from comprehensive model were obtained such that the expression of five cell marker genes were included as additional covariates as described above and previously [26]. WGCNA was performed on residuals obtained from the simple and comprehensive models independently, as described [26], using R WGCNA package [27]. WGCNA clusters co-expressed genes into modules such that genes in the same module have correlated expression levels. For each module, an eigengene is computed to represent the expression pattern of all genes in that module. Module eigengene is the first principal component of genes in the module and with sign adjusted so that it is positively correlated with mean expression of all genes. Module membership for a gene is defined as the Pearson correlation between that gene and eigengene of its module.

Co-expression networks were built using the pairwise diagnostic groups AD+Control and PSP + Control for temporal cortex and cerebellum gene expression levels separately to analyze associations of networks with diagnosis, as previously described [26]. For each pairwise diagnostic group, consensus modules were identified with the same softpower value and network type as for single group analysis using the “blockwiseConsensusModules” function. Pearson correlation is calculated between module eigengene and diagnosis to determine the association of the co-expression module with AD or PSP diagnosis. The modules are tested for (GO) enrichment using the “GOenrichmentAnalysis” function in WGCNA to ascribe biological processes to the co-expression modules. Network plots were generated for the WGCNA outputs using Cytoscape v3.2.0 (, as published [26].

Co-expression network module cell type enrichment analysis

Co-expression network modules were annotated for presence and enrichment of genes that are primarily expressed in one of the five major cell types that exist in the CNS, i.e. neurons, oligodendrocytes, microglia, astrocytes and endothelia. Gene expression measures from these five sorted human brain cell populations were obtained from Zhang et al. [28] and analyzed as previously described [26]. Briefly, a gene was assigned one of the five CNS cell type if its mean expression value (in fragments per kilobase per million) in that cell type is > 4 times the mean expression in any other cell types. Using one-sided Fisher’s exact test, WGCNA modules were tested for enrichment of each of the five CNS cell types.


Association of rs616338 and rs72824905 with AD

Genotypes were in Hardy-Weinberg equilibrium in all cohorts. In the Caucasian control subjects, we observed a minor allele frequency (MAF) of 0.010 for ABI3_rs616338-T and PLCG2_rs72824905-G (Table 2), closely emulating the reported gnomAD [29] frequencies in Non-Finnish Europeans of 0.00877 and 0.01 respectively. The AD risk association observed by Sims et al., with ABI3_rs616338-T was validated in our non-overlapping AD Replication cohort, which demonstrated an increased minor allele frequency (MAF) in the AD cases compared to the controls (MAFAD = 0.016, MAFcontrols = 0.011) despite the P values not reaching significance (Fisher’s odds ratio (OR) = 1.44, p = 0.116; LR OR = 1.49, p = 0.163). Consistent with the original report [1], PLCG2_rs72824905-G showed a decreased minor allele frequency in our AD Replication cohort compared to the controls (MAFAD = 0.006, MAFcontrols = 0.010), though this was not statistically significant (Fisher’s OR = 0.66, p = 0.192; LR OR = 0.86, p = 0.674). The complete Caucasian AD cohort showed significant association with both ABI3_rs616338-T (OR = 1.41, p = 0.044) and PLCG2_rs72824905-G (OR = 0.56, p = 0.008) with Fisher’s exact test. These OR estimates were maintained after multivariable logistic regression analyses, albeit at reduced significance (ABI3_rs616338-T OR = 1.36, p = 0.141; PLCG2_rs72824905-G OR = 0.58, p = 0.052).

Table 2 Association Results

In the African-American control participants, ABI3_rs616338-T was very rare (MAFAA-control = 0.005) and PLCG2_rs72824905-G was non-existent. Although the ABI3 variant was observed more frequently in African-American AD cases than controls, this did not reach significance. Only one African-American AD case was a carrier of the PLCG2 variant. The African-American control MAF that we observed for these variants were consistent with those reported in the Exome Variant Server [30] (ABI3_rs616338-T = 0.00368; PLCG2_rs72824905-G = 0.00079), which demonstrates lower frequencies compared with Caucasians, suggesting that these particular variants may have a lesser or no role for AD risk in African-Americans.

Association of rs616338 and rs72824905 with other neurodegenerative diseases

None of the other cohorts showed significant disease associations that were concordant with those for AD, although the DLB cohort had suggestive (0.05 < P < 0.2) findings with Fisher’s exact test (ABI3_rs616338-T OR = 1.79, p = 0.097; PLCG2_rs72824905-G OR = 0.32, p = 0.124) (Table 2; Fig. 1) and multivariable logistic regression analysis (ABI3_rs616338-T OR = 1.78, p = 0.121; PLCG2_rs72824905-G OR = 0.39, p = 0.199). The MAF of both variants was very similar between the DLB and AD patients in this study (MAFDLB ABI3_rs616338-T = 0.018; PLCG2_rs72824905-G = 0.003), as is reflected in their overlapping OR estimates and 95% confidence intervals (CI) (Fig. 1).

Fig. 1
figure 1

Forest plots of associations: Forest plots for Fisher’s exact test association results in each disease cohort with a. ABI3 (rs616338) and b. PLCG2 (rs72824905). ORs (diamonds) and 95% CI (whiskers) are plotted for each disease cohort and shown numerically on the right of each plot. Abbreviations: AD = Alzheimer’s disease; PSP = progressive supranuclear palsy; PD = Parkinson’s disease; DLB = dementia with Lewy bodies; MSA = multiple system atrophy

In PD ABI3_rs616338-T showed a slightly higher MAF in cases compared to controls (MAFPD = 0.012), however a suggestive association was observed only in the logistic regression analysis (LR OR = 1.62, p = 0.140; Fisher’s OR = 1.18, p = 0.504). No significant or suggestive association with PD was observed for PLCG2_rs72824905-G.

We observed a lower MAF for ABI3_rs616338-T in both PSP and MSA (MAFPSP = 0.009, MAFMSA = 0.007) compared to controls, which is converse to the findings in AD, although this did not reach statistical significance. Interestingly, PLCG2_rs72824905-G also showed evidence of association with both MSA and PSP in the opposite direction as that in AD (Table 2, Fig. 1). This variant had significant association with increased risk of MSA with Fisher’s test (OR = 2.39, p = 0.0499), and this association was maintained in the logistic regression analysis (OR = 2.71, p = 0.059). PLCG2_rs72824905-G also had suggestive association with increased risk of PSP (Fisher’s OR = 1.97, p = 0.061; LR OR = 1.86, p = 0.099). PLCG2_rs72824905-G MAF estimates for both MSA and PSP patients were about twice as much as that in controls (MAFMSA = 0.024; MAFPSP = 0.019).

A subset of the Caucasian controls were utilized in the prior publication [1] reporting ABI3_rs616338-T and PLCG2_rs72824905-G associations. We repeated all association tests with the other neurodegenerative diseases using the non-overlapping replication controls (n = 1491), in the unlikely event that the original control cohort might harbor any potential bias that might influence these results. As expected, the findings from the association tests using the replication controls (Additional file 1: Table S1) were very similar to those obtained from the full set of controls.

Brain expression of ABI3 and PLCG2

Using the Mayo Clinic RNAseq data [19], we previously showed that both ABI3 and PLCG2 had higher expression levels in the temporal cortex of AD brains compared to controls, although the significance was abolished upon adjusting for CNS cell type markers [1]. In this study, we also examined differential expression of these genes in PSP vs. control brains; and evaluated an additional brain region, cerebellum, which unlike temporal cortex, is relatively spared from AD neuropathology. We determined that none of the other analyses revealed significant differential expression for either ABI3 or PLCG2 (Additional file 1: Table S2). Specifically, there was no significant differential expression of these genes in the cerebellum for either AD or PSP against controls, using either the simple model, which does not adjust for cell type markers; or the comprehensive model, which does. In the temporal cortex, significant differential expression of ABI3 (ß = 0.58, p = 1.99E-03) and PLCG2 (ß = 0.40, p = 7.37E-03) was observed only for the AD vs. control analysis under the simple model but not the comprehensive model, as we previously reported [1].

To determine the network of co-expressed genes within which ABI3 and/or PLCG2 reside, we performed WGCNA [27] of genes expressed above a pre-determined threshold (median CQN value> 0) within the temporal cortex or cerebellum using the simple model. Both genes met the threshold requirements for the cerebellum analysis, however PLCG2 was excluded from the temporal cortex WGCNA due to its low median expression in this region. In the cerebellum, ABI3 and PLCG2 were members of the same co-expression network modules identified in the AD+Control and PSP + Control brains. These networks were highly enriched for microglial genes as well as the “immune response” GO term (Additional file 1: Table S3). In the temporal cortex, ABI3 also belonged in the “immune/microglial” modules, which harbored many other AD candidate risk genes [10, 31] (Additional file 1: Table S4, Additional file 2: Figure S1).

We determined that the immune/microglial module had significantly higher expression in the temporal cortex of AD samples compared to controls (ß = 0.21, p = 9.55E-03) (Additional file 1: Table S3). In this module, named AD+Ctrl.TCX14, ABI3 is one of the most well-connected genes with a module membership (MM) of 0.90, which places it as the fourth most well-connected AD candidate risk gene behind TYROBP, SPI1, and MS4A6A (Additional file 1: Table S4) and the 35th of 246 genes in this module (data not shown). The cerebellar immune/microglial module did not have significant association with AD, unlike that of the temporal cortex. Neither the cerebellar nor the temporal cortex immune/microglial modules showed any significantly different expression in the PSP vs. control brains (Additional file 1: Table S3). All three immune/microglial modules, which lacked disease association harbored many of the genes from the AD+Ctrl.TCX14 module, including ABI3, which has high MM (0.82–0.92) in all three modules, and PLCG2 in the two cerebellar modules (MM = 0.69–0.71). This suggests that the lack of association is unlikely to be due to differences in the structure of co-expression, but rather due to the different levels of these genes in the AD temporal cortex.

Under the comprehensive model adjusting for CNS cell type markers, there was no longer an immune/microglial module in the temporal cortex with significant AD association. This is likely due to the fact that CD68, which was used as the microglial marker for cell type adjustments in the comprehensive model, is a gene with strong correlations within AD+Ctrl.TCX14. This is evident from its high MM of 0.96 (Additional file 1: Table S4, Additional file 2: Figure S1), making it the 4th most well-connected gene in this module, where TYROBP is the top most-connected gene. Hence, inclusion of CD68 levels in the analytic model, as a cell type marker, abolishes the transcriptional correlations within and AD association of the temporal cortex immune/microglial network, suggesting that this association is likely driven by either microgliosis, microglial activation or both.


In this study we evaluated the association of the recently discovered [1] variants in the microglia-enriched genes ABI3 and PLCG2 in AD and four other neurodegenerative diseases comprised of three α-synucleinopathies (PD, DLB, MSA) and a primary tauopathy (PSP); investigated an African-American AD case-control cohort for presence and frequency of these variants; and studied the expression patterns of these genes in two brain regions (temporal cortex, cerebellum) in AD vs. control; and PSP vs. control samples. We validated the associations previously reported with ABI3_rs616338-T (p.Ser209Phe) and PLCG2_rs72824905-G (p.Pro522Arg) in a Caucasian AD case-control cohort, and observed a similar direction of effect in DLB. In contrast, the effect estimates observed for PSP and MSA were in the opposite direction to that in AD for both variants. Neither of the two variants appeared to associate with risk of PD and they both had exceedingly rare frequencies in the African-American AD case-control cohort.

Similar direction of effect for both variants in AD and DLB, despite lack of or opposite trends of association in other α-synucleinopathies (PD, MSA) or a tauopathy (PSP) may be due to high rates of existing AD pathology in DLB, observed in about 2/3 of autopsy-proven DLB patients [32, 33]. It is also possible that these variants represent a shared genetic component between AD and DLB, similar to APOE [34,35,36], the effects of which have also been demonstrated in pure DLB [36]. AD and DLB share similarities with respect to neuroinflammation, such as microglial activation and cytokine induction, which are observed in both neuropathology studies of these diseases, as well as in vitro studies of effects of Aß or α-synuclein on microglia [33]. Thus, it remains a possibility that the potential effects of ABI3_rs616338-T and PLCG2_rs72824905-G on microglial function may influence AD and DLB risk, similarly. It should be noted that in a recent study of a larger DLB cohort, including 829 pathologic Lewy body diseases (LBD) patients, another microglial gene variant TREM2 p.R47H was found to associate with disease risk only in those LBD patients with predominant AD pathology, but not in those with low AD pathology [37], indicating lack of a role for this variant in DLB pathophysiology. In our study, only 67 of 306 DLB patients were autopsy confirmed, hence we were not powered to test for genetic associations while adjusting for the presence of concomitant AD pathology. Future studies of pathologically confirmed DLB cohorts with low or no AD pathology are needed to distinguish the effects of ABI3_rs616338-T and PLCG2_rs72824905-G on pure DLB.

One surprising finding from our study is the identification of opposite trends of association for these variants with both PSP and MSA patients, which reached nominal significance for PLCG2_rs72824905-G in the MSA cohort but were not statistically significant in the other comparisons. These results could merely represent false positive findings given the rarity of the tested variants and the relatively small PSP and MSA cohorts, although all patients for both diseases were autopsy proven, which ensures diagnostic accuracy. Nevertheless, despite its rarity, the higher MAF of PLCG2_rs72824905-G in PSP and MSA which is ~ 2–2.4 times as that of controls and 3–4 times as that of AD patients, raises the possibility of opposite effects of this variant in AD vs. these two neurodegenerative diseases. To hypothesize on the biological basis of such opposing effects, the potential effect of the PLCG2_rs72824905-G variant on immune function needs to be considered.

PLCG2_rs72824905-G causes a proline to arginine substitution (p.Pro522Arg), located between the nspPH and nSH2 domains, which comprise part of the autoinhibitory region of PLCγ2 [38]. In vitro studies have demonstrated that deletion of amino acids in the nspPH-nSH2 linker domain cause an increase in PLCγ2 activity, both basal and in response to stimulation [38]. Deletions [8] and a missense [9] variant within the nSH2 domain in humans have been shown to cause PLAID and APLAID (p.Ser707Tyr), respectively [39]. These diseases are characterized by immune dysregulation, antibody deficiency and autoinflammation due to a complex mix of loss and gain of function of PLCγ2 [39]. Additionally, point mutations in the nspPH domain in a murine model have also been shown to increase PLCγ2 activity [40] and in vivo studies have demonstrated that PLCG2 gain of function mutations can lead to autoinflammation [7]. The PLCG2_rs72824905-G variant causes an amino change from a non-charged to a positively charged residue, likely altering the structure of the protein. This can affect the interaction of the autoinhibitory and catalytic regions, consequently reducing the autoinhibition of PLCγ2. Thus, PLCG2_rs72824905-G is expected to increase the PLCγ2 signaling activity, which may induce activation of inflammation and innate immunity [5, 6].

Identification of AD candidate genes and risk variants in innate immunity pathways [41], enriched expression of many of these genes in microglia [28], gene expression network [42] and expression quantitative trait loci (eQTL) studies [43,44,45,46] implicating regulatory changes of these genes and variants in brain tissue collectively provide strong evidence for role of innate immunity in AD. Rare, coding TREM2 variants that increase risk of AD appear to have loss of function effects and are associated with reduced amyloid plaque-associated microgliosis [47]. A common potentially regulatory variant that is associated with modestly higher brain levels of TREM2, also associates with a protective effect in AD [46]. Consistent with this, elevated TREM2 gene dosage reduced amyloid pathology and improved memory in a mouse model of AD [48]. These studies suggest that enhanced function or increased levels of microglial, innate immunity genes may confer protection in AD, especially through their effects on Aß clearance.

In contrast, enhanced innate immunity may have detrimental effects in non-AD neurodegenerative diseases or in non-Aß components of AD pathology. Complement and microglial activation increased tau pathology in mouse models, whereas their inhibition and depletion, respectively, reduced synapse/neuron loss and tau pathology (reviewed [10]). Microglia were found to induce neuron-to-neuron spread of tau in an adeno-associated virus–based mouse model [49]. Although prion-like spread has been suspected for tau in PSP and α-synuclein in MSA [50], the role of microglia in propagation of proteinopathy in these diseases has not been demonstrated. Neuroinflammation and microglial activation is observed in both PSP [51, 52] and MSA [53] in disease affected brain regions, although whether this is beneficial or detrimental to the disease progress remains to be established.

In light of these collective data, one model, which may reconcile the opposing trends in the effects of PLCG2 and ABI3 variants in AD vs. PSP and MSA in our study is that activation of innate immunity relatively early in the neurodegenerative process may be beneficial, especially in the context of extracellular Aß pathology. However, persistently activated innate immunity and microglia may be detrimental for propagation of intracellular tau or α-synuclein, which characterizes diseases such as PSP and MSA, as well as for late-stage neurodegeneration. It should be emphasized that the genetic association findings in our study are statistically marginal, and until replicated in other cohorts, the above model remains speculative.

Our study also investigated an African-American AD case-control cohort for associations with ABI3_rs616338-T and PLCG2_rs72824905-G. While this cohort is of modest size, it enabled the observation that MAF for both variants are smaller than those of both Caucasians AD and elderly control patients. This suggests that these variants are unlikely to influence AD risk in African-Americans to the extent observed in Caucasians. This does not, however, rule out ABI3 or PLCG2 as potential AD risk genes in African-Americans. We have identified TREM2 coding variants that confer AD risk in African-Americans [54], but these were different than the AD risk variants identified in Caucasian subjects [55, 56]. Deep sequencing efforts on African-Americans and other non-Caucasian races are necessary to identify the full spectrum of AD risk variants in these and other genes.

We also characterized the gene expression patterns and co-expression networks of ABI3 and PLCG2 in two brain regions, namely temporal cortex that is affected with AD neuropathology and cerebellum that is relatively spared, in AD, PSP and control samples. PSP was included in the expression analysis as a neurodegenerative disease, which like AD, has tau pathology, but unlike AD, lacks Aß pathology, and as such may help distinguish expression changes in the context of these different neuropathologies. We previously showed that comparative transcriptomics utilizing different neurodegenerative diseases may identify pathways that are commonly vs. distinctively perturbed in these conditions [26]. We determined that temporal cortex, but not cerebellum, levels of these genes and their co-expression networks are increased in AD, but not in PSP, compared to control samples. These elevations are abolished after adjusting for levels of cell type markers, including CD68, which is highly expressed by monocytes and macrophages and upregulated in actively phagocytic cells [57]. Our findings suggest that ABI3 and PLCG2 are members of a network of co-expressed microglial genes, the levels of which are upregulated in brain regions affected by AD pathology, where this upregulation is either the result of enhanced numbers or activation state of microglia or both. In this study, we utilized our gene expression data from the AMP-AD Consortium [19], which is primarily focused on brain regions affected with or relatively spared in AD. The fact that we did not observe microglial transcript elevations in PSP suggests that either such microgliosis is not a key aspect of this disease or that PSP-affected brain regions should be examined to observe such changes. Future studies focusing on brain regions affected in PSP are needed to address these possibilities. Although the gene expression changes we observed in AD may be driven by the microglial response to AD pathology, the presence of many AD candidate risk genes in these immune/microglial networks suggests that perturbed function or levels of these genes and networks are likely to play a causal role in AD pathophysiology.

In summary, our study provides effect size estimates for the recently discovered ABI3 and PLCG2 variants [1] in five different neurodegenerative diseases and an African-American AD case-control cohort and also characterizes the expression patterns of these genes in two brain regions in AD, PSP and controls. The strengths of our study are the sizable AD case-control cohort, evaluation of a variety of neurodegenerative diseases and an African-American cohort, neuropathologic diagnosis of all PSP and MSA and > 40% of AD cases and thorough examination of gene and co-expression networks for these genes. Despite these strengths, the sizes for the non-AD neurodegenerative cohorts remain modest, therefore assessment of larger cohorts for replication of the findings is necessary.


Our findings strengthen the evidence for the role of ABI3_rs616338-T and PLCG2_rs72824905-G as risk and protective factors, respectively, for AD and suggest a similar role for these variants in DLB, but suggest opposite effects, especially for PLCG2_rs72824905-G in PSP and MSA. These and our gene expression data provide a rationale to investigate the roles of these and other innate immunity genes for their distinct roles in different neurodegenerative diseases.



Abelson (Abl) interactor (Abi) family protein 3 (a.k.a. NESH)


Alzheimer’s disease


Autoinflammation and PLCɣ2-associated antibody deficiency (PLAID)


Actin-related protein-2/3


Amyloid beta

Ca2+ :





Central nervous system




Dementia with Lewy bodies


Expression quantitative trait loci


Extracellular signal-regulated kinase


Gene ontology


Gene significance


Hematopoietic stem progenitor cell 300


Inositol 1,4,5-trisphosphate


Lewy body diseases


Minor allele frequency


Module membership


Multiple system atrophy


NCK-associated proteins


Parkinson’s disease


Phosphatidylinositol 4,5-bisphosphate


PLCɣ2-associated antibody deficiency


Phospholipase C family protein (PLCɣ2)


Progressive supranuclear palsy


RNA integrity number


Specifically Rac-associated 1


Temporal cortex


WASp-family verprolin homologous protein 2


Weighted Gene Co-expression Network Analysis


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We thank the patients and their families for their participation, without whom these studies would not have been possible.


This work was supported by National Institute on Aging [RF AG051504 to NET.; U01 AG046139 to NET]; and National Institute of Neurological Disorders and Stroke [R01 NS080820 to NET].

The Mayo Clinic is a Lewy Body Dementia Association (LBDA) Research Center of Excellence, American Parkinson Disease Association (APDA) Center for Advanced Research, NINDS Tau Center without Walls (U54-NS100693) and is supported by Mayo Clinic AD and related dementias genetics program, The Little Family Foundation, the Mangurian Foundation for Lewy body research and NINDS R01 NS078086 (to OAR). Samples included in this study are from the brain bank at Mayo Clinic in Jacksonville which is supported by CurePSP|Society for Progressive Supranuclear Palsy and the Tau Consortium.

Availability of data and materials

The data supporting the conclusions of this article are included within the article. Brain gene expression data [19] is from the Mayo RNAseq study, which is available on the AMP-AD Knowledge Portal (doi:

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Authors and Affiliations



OJC, MMC, NET developed and designed the study, and wrote the manuscript. OJC, MMC, XW, JMB, JSR, SLS, and MA performed analyses. SLS, CSY, JDB prepared the datasets. OJC, JMB, SJL, TN, KGM, AIS, and RLW performed necessary experiments. BFB, RCP, JAL, TJF, WPC, JAvG, RJU, ZKW, OAR, NRG-R provided samples and clinical data. DD provided tissue from the Mayo Clinic Brain Bank and the pathologic diagnoses. NET provided funding, supervision and direction for the whole study. All authors read and approved the final manuscript.

Corresponding author

Correspondence to Nilüfer Ertekin-Taner.

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The Mayo Clinic Institutional Review Board (IRB) approved all procedures for this study and we followed all appropriate protocols.

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All participants were properly consented for this study.

Competing interests

RCP consults for Roche, Inc., Merck, Inc., Genentech, Inc., and Biogen, Inc., GE Healthcare, and receives royalties from Oxford University Press for the publication of Mild Cognitive Impairment. NRG-R has served on the editorial board of Alzheimer Disease and Therapy; has received publishing royalties from UpToDate; and has received research support from TauRx, Lilly, Biogen, and NIA. The remaining authors declare that they have no competing interests.

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Additional files

Additional file 1:

Table S1. Association Results with the Replication Controls. Table S2. Differential Gene Expression. Table S3. Microglial gene enriched co-expression network modules. Table S4. AD candidate risk genes in the microglial/innate immune module. (XLSX 28 kb)

Additional file 2:

Figure S1. Network plot for the microglial/innate immune module: AD+Ctrl.TCX14, based on the temporal cortex expression levels from AD and control samples, under the simple model. The top 150 connections according to topological overlap matrices weight from WGCNA are shown for genes with a module membership (MM) > 0.7. The size of the node correlates to the number of connections of that node with others in the network, and green denotes genes enriched in microglia. Transcripts with significant differential expression between AD and controls with q < 0.05 are shown as a square. (TIFF 6088 kb)

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Conway, O.J., Carrasquillo, M.M., Wang, X. et al. ABI3 and PLCG2 missense variants as risk factors for neurodegenerative diseases in Caucasians and African Americans. Mol Neurodegeneration 13, 53 (2018).

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